# ASHRAE 90.1 Energy Standard
## Table of Contents
- [[#Overview]]
- [[#Scope and Applicability]]
- [[#Climate Zones]]
- [[#Compliance Paths]]
- [[#Prescriptive Path]]
- [[#Performance Path Appendix G]]
- [[#Building Envelope Requirements]]
- [[#Opaque Envelope U-Factors]]
- [[#Fenestration Requirements]]
- [[#Lighting Power Density LPD]]
- [[#HVAC Efficiency Requirements]]
- [[#Service Water Heating]]
- [[#Power and Other Equipment]]
- [[#Appendix G Performance Rating Method]]
- [[#Relationship with LEED]]
- [[#Version History]]
- [[#Practical Notes for Architects]]
- [[#References and Standards]]
---
## Overview
ASHRAE Standard 90.1, *Energy Standard for Buildings Except Low-Rise Residential Buildings*, is the primary energy code standard in the United States and is referenced or adopted globally. Published by the American Society of Heating, Refrigerating and Air-Conditioning Engineers (ASHRAE), it establishes minimum energy efficiency requirements for the design and construction of new buildings and major renovations.
ASHRAE 90.1 is a foundational reference for the [[International Building Code IBC]] (through the International Energy Conservation Code), [[LEED Certification System]] energy performance credits, and numerous international energy codes.
---
## Scope and Applicability
- Applies to all buildings except low-rise residential (3 storeys or fewer above grade).
- Covers: building envelope, HVAC systems, service water heating, power distribution, lighting, and other equipment.
- Excludes: single-family houses, multi-family buildings ≤3 storeys (governed by IECC Residential).
- Applies to new construction, additions, and alterations to existing buildings.
---
## Climate Zones
ASHRAE 90.1 defines 8 climate zones (0 through 8) based on heating degree days (HDD) and cooling degree days (CDD), with moisture sub-classifications (A = moist, B = dry, C = marine):
| Zone | Description | Representative Cities |
|------|--------------------------|----------------------------------------------|
| 0A | Extremely hot humid | Singapore, Kuala Lumpur |
| 1A | Very hot humid | Miami, Mumbai |
| 2A | Hot humid | Houston, Cairo |
| 2B | Hot dry | Phoenix, Riyadh |
| 3A | Warm humid | Atlanta, Sydney |
| 3B | Warm dry | Los Angeles, Lisbon |
| 3C | Warm marine | San Francisco, Cape Town |
| 4A | Mixed humid | New York, Beijing |
| 4B | Mixed dry | Albuquerque |
| 4C | Mixed marine | Seattle, London |
| 5A | Cool humid | Chicago, Berlin |
| 5B | Cool dry | Denver, Salt Lake City |
| 6A | Cold humid | Minneapolis, Helsinki |
| 6B | Cold dry | Helena, Astana |
| 7 | Very cold | Duluth, Moscow |
| 8 | Subarctic/Arctic | Fairbanks, Yakutsk |
Climate zone determines prescriptive envelope requirements, HVAC sizing conditions, and baseline parameters for the performance path.
---
## Compliance Paths
### Prescriptive Path
The prescriptive path requires each building component to meet or exceed the prescriptive requirements for the applicable climate zone:
- Envelope insulation and fenestration values per Section 5 tables.
- Lighting power density per Section 9 tables.
- HVAC equipment efficiency per Section 6 tables.
- Service water heating efficiency per Section 7.
- No trade-offs between building systems allowed.
The prescriptive path is straightforward but does not allow optimisation or credit for innovative strategies.
### Performance Path Appendix G
The Performance Rating Method (Appendix G) provides flexibility by comparing the proposed design against a code-minimum baseline building through energy simulation. See [[Energy Modeling for Buildings]] for modelling methodology.
---
## Building Envelope Requirements
### Opaque Envelope U-Factors
Maximum U-factors (W/(m²K)) for opaque envelope components by climate zone (selected zones, non-residential):
| Component | Zone 2A | Zone 4A | Zone 5A | Zone 7 |
|-----------------------|----------|----------|----------|----------|
| Roof, insulation above deck | 0.184 | 0.184 | 0.153 | 0.119 |
| Metal building roof | 0.167 | 0.065 | 0.065 | 0.055 |
| Mass wall (above grade)| 0.580 | 0.433 | 0.365 | 0.278 |
| Steel-framed wall | 0.352 | 0.247 | 0.210 | 0.184 |
| Wood-framed wall | 0.292 | 0.210 | 0.170 | 0.142 |
| Mass floor | 0.322 | 0.137 | 0.107 | 0.087 |
| Below-grade wall | 0.678 | 0.340 | 0.340 | 0.245 |
| Slab-on-grade (unheated)| NR | NR | 0.84 F | 0.52 F |
NR = No requirement. F-factor values are in W/(mK) for slab perimeter. Values are from ASHRAE 90.1-2019; check the applicable edition.
### Fenestration Requirements
Maximum fenestration values by climate zone (non-residential, 0–40% WWR):
| Parameter | Zone 2A | Zone 4A | Zone 5A | Zone 7 |
|---------------------|----------|----------|----------|----------|
| U-factor (W/(m²K)) | 3.69 | 2.27 | 2.27 | 1.82 |
| SHGC | 0.25 | 0.36 | 0.38 | 0.49 |
- **U-factor**: Thermal transmittance of the entire fenestration assembly (frame + glazing).
- **SHGC**: Solar Heat Gain Coefficient, the fraction of incident solar radiation admitted through the window.
- **Window-to-wall ratio (WWR)**: Prescriptive path limits vertical fenestration to 40% of gross above-grade wall area. Skylight area limited to 5% of roof area.
- North-facing fenestration may have higher SHGC allowances in heating-dominated climates.
---
## Lighting Power Density LPD
ASHRAE 90.1 limits installed lighting power by two methods:
### Building Area Method
| Building Type | LPD (W/m²) | LPD (W/ft²) |
|---------------------------|-------------|--------------|
| Office | 8.8 | 0.82 |
| Retail (general) | 12.4 | 1.15 |
| School/University | 9.8 | 0.91 |
| Hospital | 10.8 | 1.00 |
| Hotel/Motel | 9.4 | 0.87 |
| Warehouse | 6.6 | 0.61 |
| Multifamily residential | 5.8 | 0.54 |
| Religious building | 10.0 | 0.93 |
### Space-by-Space Method
Allows more precise calculation using LPD values for individual space types:
| Space Type | LPD (W/m²) | LPD (W/ft²) |
|---------------------------|-------------|--------------|
| Open office | 7.5 | 0.70 |
| Private/enclosed office | 9.7 | 0.90 |
| Conference/meeting room | 11.8 | 1.10 |
| Corridor | 5.0 | 0.47 |
| Lobby (office) | 8.6 | 0.80 |
| Restroom | 8.6 | 0.80 |
| Stairway | 5.7 | 0.53 |
| Mechanical/electrical room| 7.5 | 0.70 |
| Active storage | 5.7 | 0.53 |
Values are from ASHRAE 90.1-2019. The space-by-space method generally yields higher total allowances than the building area method.
**Mandatory lighting controls**:
- Automatic shut-off (occupancy sensors or scheduled) in all spaces.
- Daylight-responsive controls in daylit zones (primary: within 4.5 m of fenestration; secondary: 4.5–9 m).
- Exterior lighting controls (photosensor + time clock).
---
## HVAC Efficiency Requirements
ASHRAE 90.1 specifies minimum equipment efficiencies for all HVAC equipment categories:
### Selected Minimum Efficiencies
| Equipment Type | Capacity Range | Minimum Efficiency |
|-----------------------------------|-----------------------|----------------------|
| Air-cooled unitary AC | < 19 kW | SEER 14.0 |
| Air-cooled unitary AC | ≥ 19 kW, < 40 kW | EER 11.2 |
| Air-source heat pump (heating) | < 19 kW | HSPF 8.2 |
| Water-cooled chiller (centrifugal) | All capacities | COP 6.1 (full load) |
| Air-cooled chiller | All capacities | COP 2.8 (full load) |
| Gas-fired furnace | < 66 kW | AFUE 80% |
| Gas-fired boiler (hot water) | ≥ 88 kW | Et 82% |
### Mandatory HVAC Provisions
- Economiser required for systems above specified capacity thresholds (varies by climate zone).
- Simultaneous heating and cooling limitations (reheat restrictions).
- Variable speed drives on fans and pumps above specified power thresholds.
- Duct and pipe insulation requirements.
- Energy recovery ventilation (ERV) required when outdoor air exceeds specified flow rates and operating hours.
- Demand-controlled ventilation (DCV) for spaces with design occupancy > 25 persons per 93 m².
---
## Service Water Heating
- Minimum equipment efficiency for water heaters (gas, electric, heat pump).
- Pipe insulation requirements for hot water distribution.
- Solar water heating system sizing for certain building types (prescriptive option).
- Heat recovery from HVAC condenser water for service hot water pre-heating.
---
## Power and Other Equipment
Section 8 (Power) addresses:
- Voltage drop limits for feeders and branch circuits.
- Automatic receptacle control (50% of receptacles in offices must be controllable).
- Transformer efficiency requirements.
- Motor efficiency requirements (referencing NEMA Premium efficiency standards).
---
## Appendix G Performance Rating Method
The Performance Rating Method (PRM) compares a proposed building design against a baseline building to calculate percentage improvement:
### Baseline Building Rules
| Element | Baseline Rule |
|---------------------------|-------------------------------------------------------|
| Envelope | Prescriptive values from Section 5 for the climate zone|
| WWR | 40% (if proposed exceeds 40%) |
| Lighting | LPD from Section 9 (building area method) |
| HVAC system | System type per Table G3.1.1 (based on building type, size, and heating source) |
| Service water heating | Same fuel as proposed, code-minimum efficiency |
| Orientation | Four rotations (0°, 90°, 180°, 270°), averaged |
### Baseline HVAC Systems
| System No. | Description | Application |
|------------|------------------------------------------------|----------------------------------|
| 1 | PTAC (packaged terminal AC) | Residential ≤ 3 storeys |
| 2 | PTHP (packaged terminal heat pump) | Residential ≤ 3 storeys (electric)|
| 3 | PSZ-AC (packaged single-zone AC) | Non-residential < 2,300 m² |
| 5 | Packaged VAV with reheat | Non-residential 2,300–14,000 m² |
| 7 | VAV with reheat (chilled water) | Non-residential > 14,000 m² |
| 8 | VAV with PFP boxes | Non-residential > 14,000 m² (electric) |
| 11 | SZ-VAV | Non-residential < 2,300 m² (2019+) |
| 12 | SZ-CV-HW (single-zone, constant volume) | Heated-only systems |
### Performance Calculation
```
% Improvement = (Baseline Cost - Proposed Cost) / Baseline Cost × 100
```
Costs are calculated using virtual energy rates (not actual utility rates) specified in the standard or by the rating authority.
---
## Relationship with LEED
ASHRAE 90.1 serves as the baseline standard for [[LEED Certification System]] energy performance credits:
| LEED v4.1 BD+C | Minimum Improvement | Maximum Points |
|------------------------|---------------------|----------------|
| Prerequisite | 5% (new), 3% (major renovation) | — |
| Optimize Energy Performance | 6% improvement | 1 point |
| | ... | ... |
| | 50% improvement | 18 points |
- LEED references a specific edition of ASHRAE 90.1 (currently 90.1-2016 for LEED v4.1).
- The Appendix G methodology is mandatory for LEED energy modelling.
- Additional LEED points are available for advanced energy metering, demand response, and on-site renewable energy.
---
## Version History
| Edition | Key Changes |
|---------|----------------------------------------------------------------|
| 2004 | First edition widely adopted by LEED |
| 2007 | Tighter envelope, expanded lighting controls |
| 2010 | Major update: mandatory economisers, DCV, ERV, 30%+ improvement over 2004 |
| 2013 | Enhanced envelope, variable speed drives, exterior lighting |
| 2016 | Further tightening, referenced by LEED v4/v4.1 |
| 2019 | Latest published: tighter LPD, additional HVAC restrictions, new baseline systems |
| 2022 | In development: anticipated further envelope and HVAC improvements |
Each edition is approximately 30% more stringent than the edition published 10 years prior.
---
## Practical Notes for Architects
- Confirm which edition of ASHRAE 90.1 is adopted by the jurisdiction and which is referenced by the targeted LEED version; they may differ.
- Prescriptive envelope values should be treated as a starting point, not a target. High-performance buildings typically require U-values 30–50% better than prescriptive minimums.
- Window-to-wall ratio is a critical design lever: each percentage point above 40% WWR triggers mandatory performance path compliance with increasing difficulty.
- Specify lighting power density targets early and coordinate with the electrical engineer. Space-by-space method allows more flexibility than building area method.
- Mandatory lighting controls (occupancy sensors, daylight dimming) must be coordinated in the electrical layout from Stage 3 onward.
- For LEED projects, commission the energy model at schematic design stage. The Appendix G analysis requires detailed HVAC system specification, so early M&E coordination is essential.
- Climate zone determines most prescriptive requirements. For international projects, map the project location to the appropriate ASHRAE climate zone using the CDD/HDD data.
- Consider cost-of-energy when evaluating design alternatives: ASHRAE 90.1 uses virtual rates for compliance, but actual project economics may differ significantly.
---
## References and Standards
- ASHRAE, *Standard 90.1-2019: Energy Standard for Buildings Except Low-Rise Residential Buildings*
- ASHRAE, *90.1 User's Manual*
- ASHRAE, *Standard 62.1: Ventilation for Acceptable Indoor Air Quality*
- ICC, *International Energy Conservation Code (IECC)*
- [[Energy Modeling for Buildings]]
- [[LEED Certification System]]
- [[Net Zero Energy Buildings]]
- [[Passive House Standard]]
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#codes #energy #ASHRAE #envelope #LPD #HVAC #climateZones